Commonly known to monitor stock trading which is closely linked to financial institutions. Therefore, it is necessary to have control measures to ensure that share trading operation can be carried out effectively and efficiently. Hence, to enable a team of the management to get involved in stock trading, a system with certain information barriers is required to prevent any unauthorized access.
On the spot check of Staff Trading eligibility:-
Mandatory questionnaire to access eligibility.
Option to Request Buying or Selling of traded stock.
Establish tolerance level for Buy/Sell.
User Dashboard of Activity Analysis.
Security measures (e.g. confirmation of submission by entering Staff ID).
Stock Purchase Approval.
Email Notification (e.g., Trading confirmation).
Personalized Dashboard based upon user category.
Embargo of Trade by Single Date or Multiple Date selection (e.g. entity, department, user).
Document upload of Securities Trading Account.